400-700-3900

National Toll Free:

400-700-3900

Corporate and Compliance

In addition to being an internal requirement of stable and healthy business operation, compliance management is also a prerequisite to warding off the risk of violating regulations. Compliance evaluation undertaken for conduct involved in a company’s establishment, operation and termination serves to avoid legal risks. By building a scientific culture of corporate compliance and a compliance system, the sustainable and healthy development of companies is achieved. The Company and Compliance Department is one of the first fields of business developed at King & Capital, stressing “early prevention and control of legal risks”. We are your company’s “firewall” and legal housekeeper, protecting your business, life and fortune.

 

The Company and Compliance Department has some 30 lawyers, all graduates from first-class law schools at home and abroad. Some of the team have been experienced judges and arbitrators, while others are registered accountants, tax accountants, patent agents and other holders of certifications from judicial organs and relevant professional experience. Still others have worked at world-class accountancy firms, investment banks and consultancy firms. Team members are able to work in Mandarin and English among other languages, ensuring that clients receive outstanding interdisciplinary and multilingual services.

 

The team has long served in education, science and technology, medical health, film and television, real estate, energy, new economy and capital market related industries and markets. It can provide a complete industrial chain of corporate legal services, as well as multi-directional resource integration and professional value-added services for enterprises. It also provides M & A, bankruptcy reorganization, equity incentive and enterprise restructuring, legal risk management and other special legal services for many types of companies. In addition, the team advises hundreds of enterprises on retainer, providing customers with solutions and related services to detect, prevent and manage legal risks

 

In today’s fiercely competitive, complex and ever-changing market environment, team lawyers solve all kinds of legal problems for clients according to the nature of the enterprise, principal scopes of business and management system. This has formed a series of company- and enterprise-related professional legal service products, earning a sound reputation in the industry.

 

Customer service
National Toll Free:400-700-3900

400-700-3900

Related teams

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Business
  • M & A and Reorganization

    Due diligence investigation;

    Deal structure design;

    Tax planning;

    Due diligence negotiations;

    Drafting of transaction documents;

    Issuing legal opinions in accordance with laws or arrangements;

    Settlement assistance;

    Assisting with applying for registration by government departments;

    Post-transaction integration.

     

  • Bankruptcy and Reorganization

    Acting as the court-designated administrator, administrator member or legal adviser for enterprise bankruptcy liquidation, reorganization and reconciliation;
    Act as the legal adviser or agent for the debtor's enterprise in filing for bankruptcy, liquidation, reorganization and reconciliation;
    Act as the legal adviser or agent of the creditor in filing for the debtor enterprise’s bankruptcy, liquidation and reorganization;
    Act as the legal adviser or agent of the shareholders for the debtor enterprise’s reorganization;
    Act as the legal adviser or agent of the creditor in participating in the bankruptcy liquidation, reorganization and reconciliation proceedings of the debtor's enterprise;
    Act as the legal adviser or agent of the obligee in participating in the bankruptcy liquidation, reorganization and reconciliation proceedings of the debtor's enterprise and exercising the right to recovery;
    Act as the legal adviser or agent of the secured party in participating in the bankruptcy liquidation, reorganization and reconciliation the proceedings of the debtor's enterprise and exercising the right of Act as the legal adviser to the parties who continues to perform the contract with the bankrupt enterprise;
    Act as the agent of the parties involved in litigation or arbitration with the bankrupt enterprise;
    Act as the legal adviser or agent of the obligee to investigate the administrator's liability for compensation for the loss arising from failure to do due diligence;
    Act as the legal adviser or agent of the investor in the process of enterprise reorganization;
    Act as the legal adviser or agent of the purchaser in the process of enterprise bankruptcy liquidation, reorganization and settlement;
    To act as the legal adviser or agent of the shareholders in filing a dissolution lawsuit or evidence preservation;
    Act as the legal adviser or agent of the company in dealing with its dissolution;
    Act as the legal adviser or agent of shareholders of a limited liability company to participate in the company's self-liquidation;
    Act as the legal adviser or agent of the director or controlling shareholder of a company limited by shares to participate in the company's self liquidation;
    Act as the liquidation group, liquidation group member or its legal adviser for the enterprise’ self-liquidation;
    Act as the legal adviser or agent of shareholders and creditors applying to the court for compulsory liquidation;
    Act as the court-designated enterprise liquidation group, liquidation group member or its legal adviser;
    Act as the legal adviser or agent for creditors to participate in the liquidation of domestic and foreign enterprises and negotiate debt settlement plans;
    Act as the legal adviser or agent for the creditor to investigate the liability of insufficient capital contribution of the enterprise investor and the joint and several liability of other investors or promoters;
    Act as the legal adviser or agent for the creditor to investigate the company's shareholders, directors or actual controllers in liquidation for liability;
    Act as legal adviser or agent for creditors and shareholders to investigate the illegal liquidation responsibility of members of the liquidation group.

     

  • TMT and Internet Finance

    Telecommunications legal services:
      Regulatory reform and compliance legal services;
      Legal services for spectrum regulation;
      Legal services for telecommunication transmission;
      Legal services for telecom M & A;
      Network access agreement and dispute legal services;
      Legal services for telecommunication network interconnection;
      Legal services for operators wholesale access layout;
      International telecommunication services supply legal services;
           Litigation and arbitration agency in the field of telecommunications.

    Media legal business:
      Legal services for M & A, reorganization and overseas investment of media enterprises;
      Legal services for brand protection;
      Social media and digital media legal services;
      Publishing, marketing and advertising legal services;
      Comprehensive legal services for film, TV and video game production;
      Legal advisory services on laws, policies and practices of various standards committees and oversight bodies;
      Emergency treatment of social relations of public figures;
      Privacy and data security protection legal services.

    High-tech business:
      Domestic and foreign technical and regulatory legal advisory services;
      Data protection legal services;
      Legal services for technology R & D and transfer;
      Legal services in the e-commerce field
      Large multinational companies
      Legal services for the licensing and transfer of trademarks, copyrights, patents and know-how;
           Litigation or arbitration agency in the high-tech field

     

  • Big data and information safety

    Establishment, planning and dispute settlement of big data and information technology enterprises;
    Protection of trade secrets and intellectual property rights of big data and information technology products;
    Legal services for R & D and transfer of big data and information technology products;
    Information security criminal law risk control;
    Privacy protection and personal information security protection;
    Drafting and negotiation of the telecommunications, media and related industries and agreements;
    Commercial litigation and arbitration of related disputes;
    Legal consultation and training;
    Other legal services in the field of big data and information technology;
    Domain name registration and other network related registration.

     

  • OTC Market New Board Listings

    Conduct due-diligence investigations;
    Draft corresponding documents for the change from a limited company to a joint stock company;
    Improve the corporate governance structure;
    Standardize the company’s operational behavior;
    Provide necessary pre-listing guidance to directors, supervisors and senior management personnel;
    Provide legal opinions for the company’s OTC market new board listing and public transfer;
    To conduct legal review and issue legal opinions on the refinancing (equity issuance and additional issuance) of listed companies;
    Provide legal witness service for the general meeting of shareholders of listed companies.

     

  • Criminal risk control and compliance

    Investigate and summarize the main criminal legal risk points clients face;
    Analysis and judgment on points of criminal legal risk;
    Provide criminal law risk assessment opinions;
    Provide the basic database and special report of criminal legal risk prevention and control;
    Formulate the manual for criminal legal risk prevention and control as well as internal prevention and control materials;
    Formulate a plan and working steps to deal with risks, and formulate remedial and preventive measures;
    Provide expert opinions on the stages, process, system and measures of criminal litigation;
    Collect, sort, demonstrate, study and assess relevant evidence case materials and clues;
    Analyze and assess all kinds of legal documents served by case-handling organs;
    Provide legal risk individual services for directors, supervisors, senior managers and financial personnel;
    Criminal legal risk training.

     

  • Equity incentives and enterprise reform

    Study and conduct due-diligence investigations on target enterprises;
    Designing equity incentive plan and performance appraisal;
    Draft supporting documents such as the resolution of the shareholders' meeting, the resolution of the board of directors, the granting documents and the documents of an exercise of authority;
    Guide the implementation of equity incentive schemes.
    Main services in the field of enterprise restructuring include:
    Conduct preliminary investigation and consultation on restructured enterprises
    Design the reform plan and staff placement plan for restructured enterprises;
    Issue legal opinions involved in the process of enterprise restructuring;
    Guide enterprises to implement the reform plan and to assist in personnel diversion and resettlement;
    Act as an agent in the civil litigation or arbitration of defining the restructured enterprises’ property rights and confirmation of ownership.