On December 18, 2023, Mr. Lv Zhixuan, Senior Partner of King&Capital Law Firm, Head of King&Capital's Government Business Department and Director of the Research Center for Fintech and Data Security, was invited to conduct a training seminar on “Compliance Management of Financial Services” for General Universal Healthcare Group Limited. More than one hundred people participated in the training.

Lv Zhixuan

Senior Partner of King&Capital Law Firm

Head of King&Capital's Government Business Department and Director of Financial Technology and Data Security Research Center

In recent years, the State has introduced a number of policies to promote the development of the financial leasing industry and strengthened the unified supervision of the industry. Financial leasing has become an important part of China's modern service industry and an important engine for promoting economic growth. At the same time, the state has also successively issued a series of policy documents to support the development of supply chain finance, emphasizing financial services for the real economy and solving the financing problems of small and medium-sized enterprises.

Encouraging the development of supply chain finance, supporting the real economy and supporting the financing of small and medium-sized enterprises are still the focus of the central government, and the government will further introduce a number of preferential policies. Financial leasing business naturally has the service functions of providing financial services to the real economy and financing and financing for SMEs. Driven by the favorable policies of supply chain finance development and supporting SME financing, the financial leasing industry is bound to benefit and usher in new opportunities for sustained and rapid development.

However, despite the continuous introduction of favorable national policies, the current financial industry is still facing many risks that need to be controlled, and the number of cases involved is rising year by year. The financial leasing industry also needs to strengthen risk prevention, such as business needs to be further standardized, risk control measures need to be further strengthened, the company's organizational structure and internal systems need to be further improved and sound. Therefore, compliance management is crucial to the operation and development of financial leasing enterprises.

In view of the above situation, the management of Universal Global Healthcare Group Limited pays special attention to corporate compliance. In order to strengthen employees' awareness of business compliance and improve the enterprise's risk identification and prevention and control capabilities, we invited Mr. Lv Zhixuan to give an on-site seminar on “Compliance Management of Financial Businesses”. Mr. Lv Zhixuan gave an all-round explanation on financial leasing empowering small and micro finance, covering the concept, mode and development trend, risk points in business operation, current industry status and problems, as well as suggestions for business compliance. In the course of the lecture, Mr. Lv Zhixuan analyzed and interpreted the industry policies and laws and regulations in detail, and helped everyone better understand the legal policies by citing and analyzing the actual cases in the compliance review to help the financial leasing enterprises to go far in compliance.

More than 100 people participated in this offline training, and the lecture was full and complete. Mr. Lv Zhixuan discussed and shared the compliance management of financial institutions with practical cases, and provided compliance management suggestions with reference significance to General Universal Healthcare Group Limited in terms of operation and management, which was well received by the trainers.