On the afternoon of December 19, 2025, “Seminar on the Synergistic Development of Financial Innovation, Supervision and Legal Compliance for the ‘Fifteenth Five-Year Plan’”, which was jointly organized by Beijing King&Capital Law Firm, Tongzhou Financial Association and Tongzhou Sub-branch of Postal Savings Bank, was held in the ninth floor conference room of Beijing Sub-branch of Postal Savings Bank. The seminar was held in the ninth floor conference room of Beijing Branch of the Postal Savings Bank. Nearly 100 representatives from the government, financial institutions, industrial organizations, technology enterprises and the legal sector gathered together to conduct in-depth exchanges on the topics of factor market allocation reform, financial empowerment of industries, regulatory technology (RegTech) and legal compliance, and to contribute wisdom to the construction of a global wealth management center and a green financial center for the urban sub-center of Beijing.
The seminar was divided into three major segments: speeches, theme sharing and roundtable exchanges. Mr. Tang Yu, Chairman of Tongzhou Financial Association, Party Secretary and President of Huaxia Bank Urban Subcenter Branch, and Mr. Chu Changzhi, Managing Partner and CEO of King&Capital Law Firm, delivered opening speeches respectively. In his speech, Mr. Chu introduced the extraordinary development history of King&Capital Law Firm over the past 30 years, and focused on the governmental financial regulatory legal service team led by Mr. Lv Zhixuan and its achievements, indicating that King&Capital Law Firm is willing to further deepen the cooperation with various departments at all levels of the city sub-center and financial institutions, and to assist in the high-quality development of the city sub-center in terms of financial innovation and compliance.
In the keynote sharing session, Mr. Lv Zhixuan, Senior Partner of King&Capital Law Firm, made a keynote speech on the topic of “Financial Regulation, Compliance and Innovative Application of Financial Instruments”. He gave a comprehensive policy interpretation on financial innovation, new requirements on regulation and compliance, and innovative application of real estate investment trusts (REITs), data assetization, intellectual property pledge and other tools. In the face of financial instrument compliance, he proposed the solution idea of “compliance front + tool innovation” as a double-wheel drive.
Afterwards, Mr. Wang Jing from King&Capital Law Firm shared his insights on how intermediary service providers can provide financial institutions and enterprises with “compliance + business” integrated service solutions. She insighted the core contradiction between the agility of financial institutions' innovation and the stringency of regulation, and pinpointed the drawbacks of traditional intermediary services of “fragmentation and passive response”, and put forward three specific suggestions for the city's sub-centers.
Mr. Xu Yujie started from the criminal risk control of financial institutions under strict regulation, combined with the rich case experience accumulated over the years, and from the unique perspective of a criminal defense lawyer, he put forward a highly operational risk isolation and response to the front program, which helps financial institutions to build a risk prevention and control system.
A number of guests and representatives from all walks of life, from the perspective of their different industries, to financial empowerment of industry, innovation and regulatory synergy, building industrial ecology, factor market-oriented reform as a wing, exploring the “fifteen-five” + industrial financial integration of new paths, constructively put forward the "financial-technology - industrial It constructively puts forward the pragmatic path of “Finance-Technology-Industry” high-level cycle, and puts forward the highly operational Beijing thinking and program, demonstrates the role of financial capital in the factor market reform through vivid examples, and emphasizes that financial institutions should become the “connector” and “catalyst” of the factor market, and that only the supervision and regulation can play the role of ‘connector’ and “catalyst” of the factor market. He emphasized that financial institutions should be the “connector” and “catalyst” of the factor market, and that only regulatory and compliant financial innovation can empower the development of the real economy of the sub-center.
Li Aijun, Secretary General of the Association, pointed out that the seminar provided rich theoretical and practical inspiration for financial regulatory compliance and high-quality development of the financial industry in the sub-center, and provided useful assistance for promoting the sub-center to take the lead in building a “comprehensive reform pilot for elemental market allocation” benchmark, and indicated that he would fully absorb the results of the meeting to provide a platform for the development of the sub-center of Beijing City to “build a global wealth management center”. They indicated that they would fully absorb the outcomes of the conference and gather strength for the Beijing Urban Subcenter to “build a global wealth management center, green finance and sustainable financial center”, and to promote the mutual empowerment of regional financial resources and scientific and technological factors, and to serve the real economy.
The conference ended successfully with warm applause.
Translated with DeepL.com (free version)
